IATF16949认证要求修订认可解释SI7-9

IATF16949认证要求认可解释SI7-8.4.2.1 Type and extent of control - supplemental

The organization shall have a documented process to identify outsourced processes and to select the types and extent of controls used to verify conformity of externally provided products, processes, and services to internal (organizational) and external customer requirements.
The process shall include the criteria and actions to escalate or reduce the types and extent of controls and development activities based on supplier performance and assessment of product, material, or service risks.
Where characteristics or components “pass through” the organization’s quality management system without validation or controls, the organization shall ensure that the appropriate controls are in place at the point of manufacture.

组织应有一个形成文件的过程，以识别外包过程并选择控制的类型和程度，用于验证外部提供的产品、过程和服务对内部（组织的）要求和外部顾客要求的符合性。
该过程应包括根据供应商绩效和产品、材料或服务风险评估，增加或减少控制类型和程度以及开发活动的准则和措施。
如果特性或组件在没有确认或控制的情况下“通过了”组织的质量管理体系，组织应确保在制造地点实施适当的控制。

Rationale for change变化原理:
Clarifies the documentation of special characteristics in the product and/or manufacturing drawings.

明确组织对特性通过的责任

IATF16949认证要求认可解释SI8-8.4.2.3 Supplier quality management system development供应商管理体系开发

The organization shall require their suppliers of automotive products and services to develop, implement, and improve a quality management system (QMS) with the ultimate objective of eligible organizations becoming certified to this Automotive QMS Standard.
Using a risk-based model, the organization shall define a minimum acceptable level of QMS development and a target QMS development level for each supplier.
certified to ISO 9001, unless otherwise Unless otherwise authorized by the customer [e.g., item a) below], a QMS certified to ISO 9001 is the initial minimum acceptable level of development. Based on current performance and the potential risk to the customer, the objective is to move suppliers through the following QMS development progression: with the ultimate objective of becoming certified to this Automotive QMS Standard. Unless otherwise specified by the customer, the following sequence should be applied to achieve this requirement:
a) compliance to ISO 9001 through second-party audits;
b) certification to ISO 9001 through third-party audits; unless otherwise specified by the customer, suppliers to the organization shall demonstrate conformity to ISO 9001 by maintaining a third-party certification issued by a certification body bearing the accreditation mark of a recognized IAF MLA (International Accreditation Forum Multilateral Recognition Arrangement) member and where the accreditation body’s main scope includes management system certification to ISO/IEC 17021;
c) certification to ISO 9001 with compliance to other customer-defined QMS requirements (such as Minimum Automotive Quality Management System Requirements for Sub-Tier Suppliers [MAQMSR] or equivalent) through second-party audits;
d) certification to ISO 9001 with compliance to IATF 16949 through second-party audits;

e) certification to IATF 16949 through third-party audits (valid third-party certification of the supplier to IATF 16949 by an IATF-recognized certification body).
NOTE: The minimum acceptable level of QMS development may be compliance to ISO 9001 through second-party audits, if authorized by the customer.

组织应要求其汽车产品和服务供应商开发，实施和改进质量管理体系（QMS），最终目标是合格的组织获得本汽车质量管理体系标准的认证。
使用基于风险的模型，组织应为每个供应商确定可接受的QMS开发最低水平和QMS开发目标水平。
ISO9001认证，除非顾客另行授权[如：下文的a)项]，ISO 9001认证的质量管理体系是开发可接受的最低水平。 根据当前绩效和顾客的潜在风险，目标是将供应商转移到以下质量管理体系开发进程：最终目标是通过本汽车QMS标准的认证。除非顾客另有规定，应当根据以下顺序来达成本要求：

a)由第二方审核符合ISO 9001；
b)经由第三方审核通过ISO 9001认证；除非顾客另有规定，组织的供应商应通过保持认证机构出具的第三方认证证明来证实对ISO 9001的符合性，证明上应有被承认的IAF MLA（国际认可论坛多边相互承认协议）成员的认可标志，其中，认可机构的主要范围包括ISO/IEC 17021管理体系认证；
c)经由第二方审核通过ISO 9001认证，同时符合其它顾客确定的质量管理体系要求（例如：次级供应商最低汽车质量管理体系要求[MAQMSR]或等效要求）；
d)通过ISO 9001认证，同时经由第二方审核符合IATF 16949；
e)经由第三方审核通过IATF 16949认证（IATF认可的认证机构进行的有效的供应商IATF 16949第三方认证）。
注：如果顾客授权，QMS开发可接受的最低水平可以是通过第二方审核符合ISO 9001。

Rationale for chang改变原理e:
Clarified the expected supplier quality management system development progression. This approach supports the “Risk Based Thinking” concept emphasized throughout Section 8.4 of the standard. Additional clarification added with “as applicable” in the first paragraph to address those organizations that are not eligible for IATF 16949 certification (examples including but not limited to the following: scrap metal suppliers, trucking companies who provide transport and logistics support, etc.).

明确预期的供应商质量管理体系开发进程。 这种方法支持标准第8.4节强调的“基于风险的思维”概念。在第一段中增加了“适用”的附加说明，以说明那些没有资格获得IATF 16949认证的组织(包括但不限于以下例子:废金属供应商、提供运输和后勤支持的卡车公司等)。

IATF16949认证要求修订认可解释SI9-Customer authorization for concession客户批准

The organization shall obtain a customer concession or deviation permit prior to further processing whenever the product or manufacturing process is different from that which is currently approved.
The organization shall obtain customer authorization prior to further processing for “use as is” and rework for repair (see 8.7.1.5) dispositions of nonconforming product. If sub-components are reused in the manufacturing process, that sub-component reuse shall be clearly communicated to the customer in the concession or deviation permit.

无论何时，当产品或制造过程与当前批准的不同时，组织在进一步加工之前应获得顾客的让步或对偏离的许可。组织应在进一步加工之前，获得顾客对不合格品“照现状使用”和返工返修（见8.7.1.5）处置的授权。如果在制造过程中有子部件的再使用，应在让步或偏离许可中向顾客清楚传达该子部件的再使用。

Rationale for change变化原理:
Clarify requirements and eliminate contradiction in relation to customer approval associated with rework.

明确要求并消除关于顾客批准返工的矛盾。